Summaries:
James
N. Rosenau
Globalization and Governance: Bleak
Prospects for Sustainability
Bob Jessop
The Future of the State in an Era of Globalization
Frank
Decker
The Populist Challenge to Liberal Democracy
Mark Blyth
Globalization and the Limits of Democratic
Choice
Social Democracy and the Rise of Political Cartelization
James
N. Rosenau
Globalization and Governance:
Bleak
Prospects for Sustainability
All over the world the prospects for making economic activity
ecologically sustainable are grim. The causes of this are
both structural and conceptual. States are increasingly losing
the ability to control things in the top-down way that fits
their institutional set-up. Regulation takes place via networks
whose actors are connected to one another at different levels.
These changed conditions are poorly reflected in the current
sustainability debate. The structural changes which characterize
our epoch are encapsulated in the concept of “fragmegration”,
which refers to the simultaneous processes of fragmentation
and integration. Almost every increase in globalization sets
processes in motion at local level, and vice versa. “Fragmegration”
is driven by a series of evolutionary trends, including far-reaching
technological innovation, increasing mobility, and improving
levels of education. These trends affect the attitudes and
behavior of actors at the level of the individual (micro),
of collectivities such as states (macro), the interface of
micro and macro actors, and the level at which collective
actors interact (macro–macro). We are conceptually no longer
able to deal with the complexity of this situation. That makes
it very difficult to analyze the situation and to work out
successful strategies. There are three main problems here.
First, the concept of sustainability can be interpreted in
a number of ways: are we talking about ecological or economic
sustainability? Second, the advanced decentralization of regulatory
powers is widely disregarded; as a result, attempts at solutions
continue to be confined to the inter-state (macro–macro) level.
Third, local events are barely taken into consideration. The
tensions in “fragmegration” processes are underrated and the
generalizability of scientific knowledge overrated. All in
all, we are still clinging to a paradigm which gives pride
of place to the authority of the state, and regards the challenge
of environmental protection as a problem of international
coordination. However, sustainability requires the coordinated
participation of a multitude of actors on different levels.
It is unlikely that this will be achieved.
Bob Jessop
The Future of the State in an Era of Globalization
The idea that the regulating powers of the nation-state are
successively being hollowed out by global market integration
does in its simplicity not fit reality. The term globalization
refers to various disparate processes with diverse effects
on the political organization of human society. Together,
these processes result in a spatio-temporal restructuring
of contemporary capitalism. They subject the Keynesian national
welfare state, which in various forms has been characteristic
of the advanced capitalist countries during the 1950s to 1970s,
to six broad types of transformation: (1) Statehood is becoming
denationalized, with state powers being transferred to international
bodies, to sub-national states and to cross-national alliances
of various sorts. (2) The boundaries between the state and
the non-state sphere are being redrawn, with the state shedding
some functions, but assuming others. This involves a shift
from direct government to indirect governance as a mode of
regulating societal affairs. (3) Non-territorial cross-border
forms of governance are replacing to some extent the territory-bound
state as regulating agencies. (4) The economic and the political
spheres are being articulated in new ways, with the state
retreating from some areas of intervention and at the same
time assuming new economic responsibilities. (5) State policy-making
on all levels is increasingly being co-shaped by external
actors, belonging to the international sphere. (6) New political
communities are being imagined along ethnic and non-ethnic
lines and compete with the established nations as sources
of legitimacy of state power and as focuses of loyalty. But
the nation-state is not only the object of the forces of globalization,
it actively responds to the challenges posed by these changes.
Most important perhaps, it takes on “meta-governance” functions,
shaping the new structures of power and regulation and steering
the non-hierarchical, network-type processes of governance
within these structures. A crucial dimension of the changes
subsumed under the term “globalization” is the acceleration
of demands on state decision-making by deregulated markets.
This might obliterate traditional state decision-making procedures.
But the state is not defenseless, to some extent it can enforce
deceleration. Altogether, the Keynesian national welfare state
gives way to a Schumpeterian postnational workfare regime.
While important spheres of regulation are transcending the
national territory the territorial-based political power that
is constitutive of the national state will – albeit in a restructured
form – remain central to the management of capitalism.
Frank Decker
The Populist Challenge to Liberal Democracy
The recent right-wing populist successes in Europe could
be characterized as an opportunity for the revitalization
of democratic politics since they force the established
parties to get to grips with neglected but important themes.
The success of the right-wing populists is, however, an
indication of a more far-reaching and harmful tendency towards
the plebiscitary transformation of Western democracies.
The latter constitute a synthesis of two normative principles:
the sovereignty of the people and the constitutional state.
The emphasis gradually shifted over time in favor of the
second principle, increasingly in the direction of a constitutional–representative
conception of democracy. This is attributable above all
to the growing complexity of government. Populism constitutes
a reaction to this development. With its radical simplifications
it transmits a feeling of accessibility and transparency
which has obviously been lost in democratic reality. The
counter-movement is by no means limited to the right-wing
populist challengers. Supported by the transformation of
the media, it is increasingly impacting on the entire spectrum
of electoral politics, and the logic of presentation is
thus becoming more and more distant from real decision-making
processes. Symptomatic of this is the transformation of
party competition. In the past its democratic functionality
was ensured by the combination of social segmentation and
ideological polarization. Since this precondition is increasingly
disappearing the big parties must pursue virtually the same
goals and offer the same solutions in order to become electable.
To distinguish themselves from the competition only two
strategies are available to them. On the one hand, they
could concentrate on differences of detail in their solutions
to current problems, with the risk that they will go over
the voters’ heads or simply bore them. On the other hand,
they can deliberately depoliticize the electorate, switching
to a strategy of symbolic action and personalization and
so attempt to win over a broad public (in contrast to particular
“constituencies”). The more plebiscitary tendencies become established, the more important
it becomes to have provisions to protect the liberties of
the constitutional state. The experiences of Austria and
above all Italy show that right-wing populist parties in
government do not confine themselves to articulating dissent
but actively pursue the plebiscitary transformation of the
constitutional state.
Mark Blyth
Globalization and the Limits of Democratic Choice
Social Democracy and the Rise of Political Cartelization
Many believe that the traditional social democratic agenda
has become a victim of globalization which poses unsurmountable
economic constraints, melting the tax base of social democratic
redistribution and public policy and leaving workers unprotected
vis-à-vis the vagaries of the untamed global markets. But
a closer look casts doubt on the validity of this interpretation.
Deficit-spending, supposedly central to social democratic
policy and now no longer feasible was hardly practiced during
the heydays of welfare capitalism. The alarm about cost competitiveness
does not square with the high-wage countries’ persistently
overwhelming share in world trade. The united Europe as a
whole resembles very much a closed economy and is in fact
de-globalizing its trade. International capital movements
have proven to be rather unresponsive to politics in Western
countries. There is an alternative explanation for the fact
that many social democratic parties have abandoned their erstwhile
programs and switched to a make-the-markets-work rhetoric.
This explanation starts with the observation that competition
for votes has changed. For all major parties, electoral success
has come to hinge on catch-all politics, i.e. on convincing
a broad public, not just a specific clientele, that it will
benefit from the party’s policy program. But the provision
of public goods as the most obvious way to benefit many people
soon ran against fiscal limits. At the same time the technology
of elections moved away from mass participation to media marketing,
requiring costs that party members alone were less and less
willing to bear. A faithful mass membership base became ever
less instrumental for winning elections. Social democrats
were at a special competitive disadvantage as their catch-all
policies faced diminishing returns and their typical organizational
form became dysfunctional. As their classical message no longer
won elections, social democratic parties turned to a “middle-of-the-road”
agenda, that resembled the one of their competitors. In order
to sell it to the electorate they had to down-size their voters’
expectations. For this purpose they adopted the rhetoric of
(a) globalization leaving no choice and (b) market reforms
paying off in terms of increased efficiency and enhanced dynamics.
De facto they entered cartels with their mainstream competitor
parties, abstaining from competition over substantial policy
and instead aiming at a steady market share in terms of votes.
To signal their resolve to stick to the tacitly agreed terms
of the cartel political parties externalized policy commitments,
i.e. they adopted regulations that placed important policy-shaping
instruments (e.g. control over the central bank) beyond government
reach. But cartels are vulnerable to outsider competition
and to defection by insiders. The latter has been the case
in Sweden. The former is exemplified by the rise of right-wing
populism throughout Europe. The danger is that some populists
will not let themselves be co-opted into the cartel, gain
power and try to enact the substantial changes from which
the cartel parties have been shying away.
René Cuperus
The Populist Deficiency of European Social Democracy
The Fortuyn revolt illustrates the difficult relationship
between social democracy and populism. The key cause of the
rise of populism in the Netherlands was the disappearance
of ideological and programmatic differences between the leading
parties, while at the same time Dutch society became more
heterogeneous. While the “purple coalitions” of liberals and
social democrats were busy adjusting the “Polder model” of
the welfare state to the increasingly competitive environment
of the 1990s, the “losers” in urban working-class neighborhoods
felt left out. Instead, they were attracted by the Fortuyn
message concerning the so-called decay of the public sector
and critical of the (again, so-called) “Islamization” of Dutch
culture. The painful lesson to be learnt by European social
democrats is that, if social democracy wishes to reduce resentment
in society – socio-economic, democratic, cultural and multicultural
discontent – and thus remove the breeding conditions for socio-economic
marginalization or the polarization of communities along ethnic
lines, then its program, style and communications must make
concessions to its educationally underprivileged constituency.
Michael Braun
Populism
in Power
The Berlusconi Phenomenon
About ten years ago the Italian media mogul Silvio Berlusconi
morphed into a politician. Instead of the rapid collapse predicted
by many at the time his political career has been extremely
successful: Berlusconi is leader of the largest party in Italy,
with almost 30 per cent of the vote, and has governed the country
since 2001 with a center-right coalition. However, he remains
extremely controversial, abroad and at home. Berlusconi must
accept the criticism that there is not only an unresolved conflict
of interest between his business and political roles, but also
that he entered politics in order to solve the legal and economic
problems he faced as a businessman. This criticism does not
go far enough, however: Berlusconi is pursuing a far more ambitious
agenda, the aim of which is to transform Italy into a plebiscitary
majoritarian democracy. On the one hand Berlusconi uses skilful
showmanship, systematically presenting his preferred outcomes
as facts. In his populist stylization as a non-political “revolutionary”
who personifies the voters’ antipathy towards parties and government,
since 1994 he has transformed every election into a plebiscite
on himself, and with Forza Italia he has created a party which
suits his purposes because it is totally under his control.
The fact that he won a majority in this way is understood by
Berlusconi as a mandate to remove “in the name of the people”
decisive obstacles to his exercise of power. He openly pursues
the aim of turning the judiciary and the media into compliant
instruments of government policy; he would also like to deprive
the trade unions of their role as social counterforce. Italy
is already on the way towards becoming a majoritarian democracy
of a particular kind: a majoritarian democracy without checks
and balances, in which the sole court of appeal, invoked by
Berlusconi again and again, is the plebiscitary will of the
people. Perfectly logically, Berlusconi would also like to give
this majoritarian democracy constitutional form: his central
aim is the introduction of the direct election of the prime
minister, who would then have sweeping powers.
Kenneth B. Moss
Reasserting American Exceptionalism – Confronting the World
The National Security Strategy of the Bush Administration
At first sight, the National Security Strategy of the Bush
Administration seems to depart from recent policy, but it is
quite in line with long-term historic trends of nationalism,
unilateralism and a conviction that economic and political liberties
go hand-in-hand. American thinking is characterized by a belief
in national exceptionalism, which in turn is linked to its determination
to reserve the right of independent unilateral action. Multilateralism
is accepted – or favored – as long as is serves the perceived
national interest. Here, it is important to point out that often
it is Congress´s insistence and not the President´s will that
is decisive in its unilateral stance. Nevertheless, since 1970
multilateral involvement of the USA has increased significantly;
however, there is a recent trend towards bilateralism and regional
frameworks (NAFTA) and ad-hoc “coalitions of the willing” that
ultimately might lead to a questioning of NATO. Another trend
is a mounting suspicion of “big government”. During the Cold
War, active government policies in education, civil rights etc.
were accepted as a contribution to national security – not any
more, and less so contributions to international organizations.
The legacy of unilateralism and exceptionalism lends itself
to an equally unilateral justification of military interventions,
be it in Iraq in the 21st century or in Libya, Grenada or Panama
in the 1980s. Its justification not only rests on the right
to self-defense, but also on the proclaimed right to use military
force in order to build “just societies”. As long as the world
accepts that the United States, based on a sense of mission
and unrivalled military power, acts as a global policeman, that
must answer only to its own ideas and values, the US national
security strategy might be successful – but it requires remarkable
optimism to believe that this will last for long, since unchecked
power throughout history has always led to endeavors to challenge
it. Furthermore, it is by no means guaranteed that the American
general public will be prepared to assume the financial cost
of an ambitious national security strategy at the detriment
of domestic policy. The future political landscape of the United
States will be shaped greatly by graphic and conflicting views
over the allocation of resources between domestic programs and
national security.
Christoph Zöpel
Western Values and Historical Experience on the Two Sides
of the Atlantic
The political differences of opinion which recently manifested
themselves with some force between the US and German governments
mirror deep-seated transatlantic differences concerning the
evaluation of fundamental foreign policy options. The Western
values which guide policy in both the USA and the European democracies
have, due to divergent historical experiences, acquired decidedly
different forms. The point of departure of these diverging historical
experiences is the state system established by the Peace of
Westphalia, whose principle of state sovereignty – in the first
place in relation to absolute rulers – included the right of
war. As a result a normality of recurring, though restricted
or localized, wars was established. In order to escape this,
and also the lack of freedom in Europe, emigration to North
America became an important option. The self-image of the emerging
American nation came to be determined internally by the establishment
of a radical democratic alternative to European monarchy and
externally by detachment from European wars. Beyond that, the
appropriation of (what was considered) ownerless land promoted
a strong association between the notion of freedom and private
property. Europe’s intellectual response to the conflict characteristic
of absolutism, however, was the Kantian idea of creating international
structures which would check the belligerent inclinations of
individual sovereign states. The enormous toll which Europe
had to pay in its two world wars, after the consolidation of
democracy, firmly anchored the preference for multilateral structures
which promote peace. The American experiences, however, favor a
view of war as an on occasion useful instrument of foreign policy.
Protection against the escalation of military conflict is not
a priority in the same sense as in Europe. Today the principle
of democracy must be applied to international politics. That
means, on the one hand, that foreign policy must be a legitimate
topic of democratic debate and not be subordinated to “national
interest” or a patriotic closing-ranks. On the other hand, it
means that “checks and balances” must play a civilizing role
also in the international arena. From this point of view a unilateral
world order is undemocratic.
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